Search Filings - SEC.gov
Jul 2, 2024 · Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week.
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Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
SEC Filings - Nasdaq
Apr 30, 2024 · Use the symbol finder to find stocks, funds, and other assets. Company SEC filings represent the financial reports and statements filed with the Securities and Exchange Commission by the company....
SEC.gov | EDGAR Full Text Search
The new EDGAR advanced search gives you access to the full text of electronic filings since 2001.
National Securities Exchanges - SEC.gov
A "national securities exchange" is a securities exchange that has registered with the SEC under Section 6 of the Securities Exchange Act of 1934. Following is a list of exchanges registered with the SEC under Section 6(a) of the Exchange Act as national securities exchanges :
What Are the Listing Requirements for the NASDAQ? - Investopedia
Dec 2, 2024 · Depending on its underlying fundamentals, a company has four ways to get listed on the Nasdaq. Each listing firm must adhere to U.S. Securities and Exchange Commission (SEC) Marketplace Rules for...
On May 8, 2024, The Nasdaq Stock Market LLC (“Nasdaq” or “Exchange”) filed with the Securities and Exchange Commission ( “Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
new rule by filing the proposal with the Securities and Exchange Commission (“Commission”) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”). 1 This order considers two separate proposed rule changes that The Nasdaq Stock Market LLC (“Nasdaq” or
the Office of the Investor Advocate at the U.S. Securities and Exchange Commission (“Commission” or “SEC”) is responsible for, among other things, identifying areas in which investors would benefit from changes in the regulations of the Commission or the rules of self-
Federal Register :: Self-Regulatory Organizations; The Nasdaq …
Sep 25, 2024 · The court agreed with the Commission's conclusion that “Congress intended that competitive forces should dictate the services and practices that constitute the U.S. national market system for trading equity securities.”